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SEC Rule 10b-5
Results: 780

#	Item
691	Administrative Proceeding: David J. Cammarata, CPA, Release No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-18 15:11:38 Financial regulation New Deal Securities Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities regulation in the United States Securities Exchange Act United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
692	Microsoft Word[removed]Order.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-06 16:49:15 Financial regulation New Deal Securities Act SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities Exchange Act Federal Rules of Civil Procedure United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
693	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-30 17:03:01 U.S. Securities and Exchange Commission SEC filings Government Law United States securities law SEC Rule 10b-5 Motion
694	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No[removed]January 9, 2009 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-09 15:06:07 United States securities law Dow Jones Industrial Average Primary dealers Equity Fiduciary Securities Exchange Act JPMorgan Chase Bank of America SEC Rule 10b-5 Law Investment Common law
695	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 30, 2013 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-30 13:34:43 Financial regulation New Deal Securities Act Securities Exchange Act SEC Rule 10b-5 U.S. Securities and Exchange Commission United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
696	Janus Capital Group, Inc., et al., Petitioners v. First Derivative Traders Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-05 11:15:28 Case law Central Bank of Denver v. First Interstate Bank of Denver SEC Rule 10b-5 Private Securities Litigation Reform Act Investment Company Act Basic Inc. v. Levinson Securities regulation in the United States Stoneridge Investment Partners v. Scientific-Atlanta U.S. Securities and Exchange Commission United States securities law Law Financial regulation
697	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]June 8, 2007 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-08 17:27:04 Financial regulation Government Securities Exchange Act Securities Act Business Securities regulation in the United States SEC Rule 10b-5 Forward-looking statement Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
698	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-18 17:11:48 Finance Sarbanes–Oxley Act SEC Rule 10b-5 Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States Public Company Accounting Oversight Board Securities Exchange Act Form 10-K United States securities law Financial regulation Business
699	Case 1:08-cv[removed]PAC Document 9 Filed[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-03 15:16:04 Civil procedure Default judgment Judgment Lawsuit Federal Rules of Civil Procedure Complaint Security SEC Rule 10b-5 Summons Legal documents Legal terms Law
700	Commission Opinion: Vladislav Steven Zubkis: Rel. No[removed], December 2, 2005 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-05 17:31:40 United States Securities and Exchange Commission Financial system Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b-5 Securities regulation in the United States Broker-dealer United States securities law Financial economics 73rd United States Congress

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